About us

I am K. Michael Wallace, owner and senior advisor for an independently owned Financial Advisory company called Wallace Investments.

Wallace Investments are an International Financial Advisory company with offices in multiple jurisdictions over the world. Working with Wallace Investments gives me the ability to advise my clients in the United States as well as clients around the world.

Our History

Founder & CEO of Wallace Investments

K. Michael Wallace was voted for the front cover of “THE TOP 100 PEOPLE IN FINANCE”

NUMBER #1 IN THE WORLD IN “THE ROBBINS WORLD CUP FUTURES TRADING CHAMPIONSHIP” AS OF 3-4-24

Trading Futures, Forex, and Stocks involves substantial risk of loss and is not suitable for everyone. Past Performance is Not Necessarily Indicative of Future Results. Neither The World Cup Trading Championships nor its affiliates have reviewed or endorsed the statements contained herein.

Bestselling Author

K.Michael is an accomplished author. With thousands of copies collectively in print, his series of books on Real Estate finance have been taught in English and Spanish and educated countless people worldwide.

TO SEE AN EXAMPLE OF ONE OF THE REAL ESTATE INVESTING TECHNIQUES TAUGHT BY MR. WALLACE ****click here….

2009

Background & Investing Experience

K. Michael Wallace first started trading the stock and commodities markets at age 19 where he successfully managed an investment fund for his family, investing in gold and silver, stocks, commodities and limited partnerships. K. Michael Wallace graduated from the The Commodities Educational Institute in San Francisco where he obtained his Series #3 license to trade commodities and futures, making him one of the youngest persons to ever take and pass the rigorous exam at age 19. At age 20 he began work in the commodities division of Merrill Lynch in New York City where he gained experience in the operational side of the brokerage business.

Within a year he was given an opportunity to work on the Commodities Exchange Center at 4 World Trade Center in New York on the trading floor. This is where K. Michael Wallace developed and honed his skills in investing through the fast moving trading pits. After a number of years there he moved on to work at one of the top investment banks on Wall Street, “Lehman Brothers”. There he worked on the S & P 500 futures trading desk managing customer’s trades and executions.

After only a brief time in that position, management noticed his trading ability and immediately promoted him to Foreign Exchange/Spot Metals Trader on the interbank trading desk, the top trading position for the company. There he traded for the most wealthy and famous traders in the world, traders such as Michael Marcus, Paul Tudor Jones of Tudor Investments, George Soros one of the most successful and influential traders of our time, and many others. The transactions that he participated in involved foreign currency trades through the banks of the major financial centers of the world such as Hong Kong, Singapore, Australia, Frankfurt and London England. These types of trades are made by large traders, mostly money managers that control millions of dollars for investors. The average trade for these kinds of transactions was 10-20 million, and as high as 800 million for a single trade.

These experiences gave K. Michael Wallace the expertise to go off on his own and start his own investment business presently known as Wallace Investments. His investment company has managed successfully for 20 years portfolios of Futures, Stocks, Private Businesses and Real Estate.

Wallace Investments most recent audit for their investing performance for the year ending 2023 prepared by Shaun Accounting of Astoria New York said…

With many years of successful investing from the commodity trading floors to making million dollar trades at top investments banks on Wall Street has given K. Michael Wallace the credentials and ability to profitably invest for his clients consistently over the years.

2012

Award-Winning Educator

K. Michael appears frequently, talking to thousands of people every year, and is widely acknowledged as an entertaining and informative speaker. He publishes an award-winning monthly newsletter and his website offers comprehensive and free personal finance education.

Winner 2024 Financial Advisor New York

Winner 2023 Red Awards “TOP TAX SAVOR OF THE YEAR”

Winner 2023 Financial Advisor New York

2013

Winner 2022 Canadian Business Review Board “Financial Planner in New York City”

Credentials & Licenses

New York Financial Advisor #CRD300335
New York Derivatives License NASD
New York Life/Annuity Broker Insurance License #1079093
New York Real Estate Broker License #10351213134
New York Real Estate Instructor License NYS Approved

Surety Bond #61834193
$1,000,000 Liability Insurance #596427449
Errors & Omissions Insurance #596427449

Ainul Haque

Director of Accounting & Tax Strategy

I have B.S. in Accounting from Manymount College. NYC, I got MBA in Finance from Pace Univ. NYC Worked for Painne Webber as an investment manager from 1975 to 1966, also worked for Kidder Peabody from 1986 to 1989 both Wall Street investment banks. Started my accounting practice on the side from 1986 up till now. You can use my investment banking experience along with my accounting & financial background in your own words to put it,on your web along with my picture attached herewith.

David Guzman

Finance Report professional

Mr. Guzman provides bookkeeping, accounting, financial reporting and business set up services for Wallace investments. Specializing in QuickBooks he works directly with our CPAs to provide accurate financial reporting on profit and loss statements, balance sheets and tax returns. He is a young dynamic finance professional with a deep-rooted passion for accounting. He honed his expertise in finance at Baruch College, where he developed a strong foundation in financial principles.

Anthony Shao

CPA and IRS Enrolled Agent

Anthony Shao is a dedicated CPA and IRS Enrolled Agent with a strong track record in accounting and tax services. With over 10 years of experience, he has become a trusted advisor to businesses and individuals alike, helping them navigate the complexities of financial management and tax planning. Anthony’s expertise lies in delivering accurate financial reporting, developing strategic tax plans, and ensuring compliance with ever-changing tax regulations. He is known for his ability to simplify complex financial concepts, allowing his clients to make informed decisions that align with their long-term financial goals. Throughout his career, Anthony has built a reputation for his meticulous attention to detail and his commitment to excellence. He approaches each client’s situation with a personalized strategy, ensuring that their unique needs are met with precision and care. Anthony is passionate about empowering his clients to achieve financial success and is always eager to connect with others who are looking to optimize their financial future.

2015

My job is to help professionals to achieve their financial goals whilst having adequate protection along the way. I do this by tailor making financial solutions to suit my clients individual needs. By making my clients money work harder, making sure its in the right place at the right time and accessible if needed, I can make a real difference to their families futures.

Focus Areas

Certifications

Why Wallace Investments

01 How I Work For You

I work for people like you, folks who are tired of the deceptive business practices pervasive in the retail mutual fund industry, and who are tired of suffering greater risks, higher fees and lower returns than they should.

02 Who I Am

I am the owner of one of the fastest growing independent financial Advisory firms in the nation, managing more than $15.2 million for more than 300 hundred clients both online and via offices through out the world.

03 How to Work With Me

Whether you’re just starting out in your career, already retired, or in between, you deserve access to the best investment management advice available.